Flexible Brokerage Solutions: Account Opening & Subaccount Management

Sarna Technologies offers two standalone, enterprise-grade solutions designed to streamline brokerage operations and enhance account management. Whether onboarding global customers or managing complex subaccount structures, our technology provides real-time efficiency, compliance, and seamless integration with clearing firms.

Account Open Flow for Web and Mobile

A fully digital onboarding solution that enables broker-dealers to onboard customers from any nation while ensuring compliance and operational flexibility.

Key Features:

·Support for cash, IRA, and margin accounts across multiple jurisdictions

·Fully digital KYC and suitability screening to meet global regulatory requirements

·Multi-asset class onboarding, including equities, options, fixed income, futures, and futures options

·Market data entitlement management, ensuring customers receive the appropriate access based on their trading permissions

·Customizable workflows with real-time status tracking and API-driven integration

This solution is ideal for broker-dealers expanding into new markets, offering a smooth and compliant experience for onboarding clients across multiple account types and asset classes.

Subaccount Allocation and Portfolio Management Portal

A powerful portal designed to give broker-dealers, proprietary trading firms, and clearing operations real-time control over subaccounts, omnibus structures, and capital allocation.

Key Features:

·Real-time subaccount-level buying power checks, ensuring trades remain within margin and capital requirements

·Streamlined funds and position allocation, supporting advanced strategies and institutional needs

·Omnibus account management with visibility into risk exposure at both firm and subaccount levels

·Block trade execution and allocation, allowing efficient distribution of large orders across multiple accounts

·Integration with risk management systems for enhanced margin oversight and compliance tracking

This solution is built for firms managing multiple traders, investment accounts, or institutional portfolios, delivering precision, efficiency, and automation at scale.

Enhance Your Brokerage with Modular Solutions

Both the Account Open Flow and Subaccount Allocation Portal can be deployed independently or integrated with existing brokerage infrastructure, providing broker-dealers with the flexibility to scale and optimize operations.

Contact us today to learn more or schedule a demo.