Risk Navigator – Real-Time Risk Management and Regulatory Reporting for Clearing Firms and Broker-Dealers

Risk Navigator is a high-performance, real-time risk management platform designed for clearing firms and broker-dealers. It provides instant visibility into risk exposure across fixed income, equities, equity options, futures, futures options, and flex options, with advanced scenario analysis and comprehensive regulatory reporting.

The platform enables firms to manage risk dynamically with support for Reg T, portfolio margin, and SPAN methodologies. Users can define, test, and adjust custom risk profiles, ensuring precise oversight of margin requirements and capital efficiency. Real-time market data allows for instant assessment of margin impact, buying power fluctuations, and risk exposure.

Comprehensive regulatory reporting capabilities ensure firms meet compliance obligations with full audit trails, historical playback of buying power and quotes, and detailed recordkeeping. Firms can generate reports on risk metrics, margin calculations, and stress test results, supporting both internal risk management and external regulatory requirements.

Designed for scale, Risk Navigator processes millions of accounts with sub-10 millisecond speeds, offering flexible hosting options and seamless integration with clearing operations. Advanced alerting and reporting tools allow users to configure data views, filter by account groups or intervals, and set automated email or UI alerts at predefined thresholds.

Risk Navigator is built to enhance risk oversight, optimize capital allocation, and streamline compliance for firms managing large-scale trading operations. Future enhancements will include AI-driven insights for even greater risk intelligence.

For more information or to schedule a demo, contact our team today.